In the face of criticism that the National Institutes of Health (NIH) has
unfairly favored certain diseases -- particularly AIDS -- in its yearly
allocation of research dollars, TAG Policy Director Gregg Gonsalves
traveled to Washington, D.C. early last month with the charge of defending
research priority-setting mechanisms at the agency. Gregg offered up AIDS
as a model of how patient advocates can get involved in the research
decision-making at the NIH and asked other disease groups to come together
and work for increased funding for biomedical research as a whole. Gregg
had been asked to address the Academy of Sciences' Institute of Medicine
(IOM) in order to aid in its preparation of a report on how the NIH decides
where to spend its money. Following is a transcript of that testimony.
AIDS provides both the best and worst case scenario for research priority
setting at the National Institutes of Health. Let's start with the good
news first. The AIDS community through our vigorous advocacy efforts has
become a respected partner with the NIH in shaping AIDS research policy.
Representatives of communities affected by AIDS are participants in all
areas of priority setting. We are part of decision-making bodies for the NIH's various AIDS clinical trials networks. We sit on the advisory
councils of various NIH institutes and offices. We participate in the peer
review process for several AIDS research programs. We are regularly
consulted by program officers at the NIH, division and institute directors,
the director of the Office of AIDS Research and the NIH director himself on
AIDS research matters. I think that officials at the NIH and members of the
AIDS community would agree that our collaboration has been good for AIDS
research.
In the area of clinical research, we have helped to design studies so they
better reflect the needs of patients, making them easier to enroll and
retain participants. We have helped focus attention on research topics that
once received less than necessary notice by the NIH: opportunistic
infections and cancers. In the area of basic research, we have been able to
act as a liaison between basic researchers and the NIH on many important
issues, including making the case for increased support for investigator
initiated research, greater and easier access to patient samples from
clinical research and epidemiological cohort studies and to non-human
primates through the Regional Primate Research Centers.
Congress' role in helping to shape AIDS research priorities at the NIH has
been important and valuable too. In the early years of the epidemic, it was
Congress that took the leadership role in making AIDS and AIDS research
national priorities. It was Congress that pushed for significant increases
in AIDS research funding, authorized important AIDS research programs and
highlighted problems in AIDS research at the NIH. More recently, in 1993,
Congress restructured the AIDS research program at the NIH giving the
Office of AIDS Research a leadership role over the disparate AIDS efforts
at the NIH's 24 institutes and centers. That restructuring led to a full
review of the NIH's AIDS research program by the OAR that found significant
strengths, but also major flaws in the NIH program. The NIH is now in the
process of responding to the recommendations of the OAR panel.
While patient advocates and Congress have filled a valuable role in AIDS
research priority setting at the NIH, there are examples where our
good-intentioned contributions have not been so useful. We have sometimes
pushed for funding in Congress for specific research topics only to see the
money for these cherished areas taken from other important AIDS programs at
the NIH. Congress has also sometimes been at loggerheads with the
extramural scientific community and the NIH, bungling its way unwanted into
the research priority setting process. Only a few years ago, Congress tried
to roll back the authority it had granted the OAR over the NIH AIDS
research program in 1993 -- only to be met with vociferous opposition from
AIDS researchers, AIDS advocates and NIH Director Harold Varmus. Congress
still stands in the way of important AIDS research by imposing
content-based restrictions on HIV prevention research and bans on research
using fetal tissue. In the most gross violation of its role, Congress has,
on one occasion, overruled peer review decisions and reinstated funding for
AIDS research projects denied by the NIH.
Patient advocates and Congress have had a role in shaping AIDS research
priorities at the NIH, but the primary responsibility for this job has
been -- and should be -- vested in the scientists at the NIH with extensive
input from the extramural scientific community. How have NIH scientists
fared in setting AIDS research priorities? Earlier I mentioned the review
of the NIH's AIDS program commissioned by the OAR, which was carried out by
a panel of over one hundred extramural scientists and patient advocates and
led by Dr. Arnold Levine of Princeton University. What did that report
find? Again, the NIH AIDS program came in for a great deal of praise in the
report, but there were several startling discoveries and major criticisms:
- Hundreds of millions of dollars in AIDS research funds were being spent
on research unrelated to AIDS.
- The NIH has over a dozen clinical trials networks that often duplicate
each other's work while failing to address important areas of clinical research.
- The NIH vaccine research program was seriously underfunded and lacking in leadership.
- Access to clinical samples from epidemiological cohorts and clinical
research studies and to non-human primates at the Regional Primate Research
Centers was difficult for non-affiliated scientists.
- Research on the immunology of HIV infection was also seriously underfunded.
- The drug discovery effort at NIH relied on outdated assays and needed a
wholesale restructuring.
The NIH has rectified many of the problems in the AIDS research program
identified in the Levine report. Some of the major recommendations for
change, however, have yet to be implemented. It is up to patient advocates
and the extramural scientific community to follow the progress of the
implementation of the Levine report and to press NIH officials when that
progress is lagging. Setting research priorities at the NIH is a delicate
balancing act. At least in AIDS, after fifteen years of research and ten
years of advocacy, I believe it has become a tenuous and mostly successful
partnership between NIH officials, extramural scientists, patient advocates
and Congress. It has been the push and pull between all of these parties
that has kept AIDS research going in the right direction.
Where do we go from here? In research on other diseases, the NIH should
learn from its experiences in AIDS and more fully integrate patient
advocates and extramural scientists into the priority setting process. Last
year, I had the chance to meet with the (now former) President of the
American Heart Association, Dr. Jan Breslow, of Rockefeller University. He
told me that he had extreme difficulty in getting the NIH to listen to the
AHA's recommendations on heart disease research. Why is the NIH refusing to
listen to a prominent member of the extramural scientific community and the
leader of the premier national advocacy organization for research on
cardiovascular disease?
Finally, we are here today because Congress has asked the Institute of
Medicine to assess the process of priority setting at the NIH. Let's be
clear about why Congress has suddenly become interested in this issue. For
the past several years, a few vocal patient advocacy groups have been going
around Capitol Hill pitting one disease against another in the quest for
scarce research funding. They have all but asked Congress to step in and
begin to slice up the NIH pie according to a crude calculus which would
simply allocate research dollars according to the number of deaths from a
given disease in a given year. Eloquent criticisms of this misguided
proposal have been made by many people, including the chairman of this
committee, Leon Rosenberg; Kenneth Shine, the President of the Institute of
Medicine; and John Suttie, the President of the Federation of American
Societies for Experimental Biology. I think it is worth quoting Dr.
Suttie's testimony before Congress last May in some length:
"First, simple, quantitative measures, while useful, are inevitably
incomplete, often flawed and subject to manipulation. For example, NIH's
own tables regarding spending levels for various diseases have no common
definition of direct and indirect spending which makes it specific to a
particular disease. No single quantitative comparison -- expenditures per
case, death or years of life lost, or economic or budgetary impact -- works
across all diseases for allocation purposes. None takes into consideration
the non-quantifiable element such as the degree of human suffering. Second, basic research, recognized universally as the foundation of most advances in disease-specific research, will inevitably suffer in a politically based system of allocating scarce dollars. If Congress assumes a more dominant role in allocating funds, we are concerned that it will be difficult to support untargeted, long-term investments in basic science. Third, earmarking by disease is not necessarily the way to produce breakthroughs in a particular area, since research in one area often produces
unpredictable results that find specific use in another. Fourth, it is
important in looking at Congress' role in allocating funds to remember the
adage, 'No good deed goes unpunished.' Without a thorough understanding of
the impact of an increase in funding in a particular disease or program
area will have over multiple years -- which is seldom available to Congress -- an increase in one area may do substantial damage to other equally deserving
programs."
I hope that Congress will reject the divisive tactics of some of my
colleagues and continue to rely on the guidance of the NIH director in
setting funding levels for agency's institutes and centers. Allocation
decisions are never easy, but the NIH has the right mix of expertise to
make these choices. The NIH director -- with input from other NIH scientists,
extramural researchers and patient advocates -- is best able to judge not only
the human and economic costs of any given disease, but the scientific
opportunities and challenges facing both disease-specific and more general
basic biomedical research. Today, we challenge other disease advocacy
groups to work with us to see that the NIH gets a bigger share of the
federal budget.
Even though Congress appears to overwhelmingly support biomedical research,
our current funding for the NIH is frighteningly inadequate. Researchers
across all fields of study are spending more time struggling for support
for their work. All the while, the best young minds in this country are
being discouraged from pursuing a career in the sciences. What's worse, our
lack of sufficient national support for biomedical research is hampering
the search for better treatments for all diseases. We shouldn't be asked to
choose whose life gets saved. Each life lost to human disease is precious
and irretrievable. Research on all diseases benefits when the NIH's budget
increases as a whole.
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